Associate Advisor Location Hybrid remote in San Jose, CA : Allworth Financial ( is an independent investment financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth Financial delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. Allworth Financial is a high growth, private equity backed, multi branch Registered Investment Advisor. Founded in Sacramento, California, in 1993 Allworth is primarily a fee-based, employee-centric fiduciary advisory firm, that prides itself on emphasizing client well-being and education. The business is a multi-billion dollar firm and is on track for continued growth through both acquisitions and strong organic growth. Allworth is considered a great place to work and was once again given the prestigious "Circle of Excellence" award by the National Business Research Institute for employee and client satisfaction in 2021, placing it among the best-loved brands in America. Allworth Financial was also recognized as a Barron's Top 40 RIA in 2022.
SUMMARY: The Associate Advisor provides internal support to our Financial Advisors as part of a centralized planning team to provide ongoing service and advice to our on-plan asset management clients. This position requires in office work 3-4 days a week with an opportunity to work from home 1-2 days post training. Ideal candidates aspire to become a full service Financial Advisor in the next 2-4 years.
DUTIES AND RESPONSIBILITIES: Shadows Financial Advisor future and existing client appointments to gain valuable training. Creates and helps implement financial plans for existing clients. Performs various tasks and research relating to casework for our clients. Assists with future and existing client communication Shadows various departments of Allworth Financial to obtain knowledge of how our business model functions. Attends company events, including workshops and seminars. Takes appropriate steps to obtain the CFP® designation. QUALIFICATIONS: BS/BA in Business Finance, Economics, or related field In pursuit of CFP® designation 1-3 years of prior experience as a planner, paraplanner, client service, intern or other related role in the wealth management industry Self-starter, with the ability to work independently Strong communication, teamwork, and relationship-building skills Demonstrates ability to learn related financial and office programs and systems Role pays $75-90K base (depending on experience) plus opportunity for variable compensation up to 20% of base pay. This is a full time position with benefits.
BENEFITS We value our associates' time and effort. Our commitment to your success is enhanced by our competitive base pay and an extensive benefits package, including:
Medical: Blue Shield (HMO, PPOs and HDHP with HSA) plans and Kaiser (HMO) plans for California associates Dental insurance with MetLife Vision insurance with VSP Optional supplemental benefits Healthcare savings accounts with company contribution Flexible spending accounts Flexible working arrangements Generous 401K contributions Exempt associates qualify for our flexible paid time off policy. Non-Exempt associates will receive 25.5 days of paid time off annually, which includes holidays, during the first three years of employment. Option to participate in our Equity Purchase Program Future growth opportunities within the company In addition, we work to maintain the best possible environment for our associates, where people can learn and grow with the firm. We strive to provide a collaborative, creative environment where each person feels encouraged to contribute to our processes, decisions, planning and culture.
Benefits are available to full-time associates who work more than 30 hours a week. The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. Typical reporting relationships are described, but actual relationships may vary in some instances. This is not intended to be an exhaustive list of all responsibilities, duties, skills, or knowledge required of personnel classified in this job. Allworth Financial participates in E-Verify. Click here for more information.
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