Career Opportunity: Compliance Manager for Wealth and Trust
"Wanted: Compliance Manager extraordinaire! Must possess CFIRS and CTFA certifications and have a knack for turning compliance into comedy gold."
Are you an experienced Compliance Manager with expertise in wealth and trust management? Our reputable firm is actively seeking a meticulous Compliance Manager to join our esteemed team. In this pivotal role, you will spearhead our compliance efforts, ensuring adherence to regulatory standards and fostering a culture of integrity and trust.
Responsibilities:
* Lead and oversee all compliance functions within our wealth and trust division, ensuring adherence to regulatory requirements.
* Develop and implement comprehensive compliance policies and procedures tailored to the unique needs of our firm.
* Conduct regular audits and risk assessments to identify and mitigate compliance risks, with a focus on fiduciary and investment risk management.
* Provide expert guidance and training to staff on compliance matters, including regulatory updates and best practices.
* Serve as the primary liaison with regulatory agencies and external auditors, maintaining strong relationships and ensuring timely responses to inquiries.
Qualifications Of Compliance Manager:
* Bachelor's degree in finance, business administration, or a related field.
* Minimum of 5 years of experience in compliance management within the financial services industry, with a focus on wealth and trust management.
* Certified Fiduciary & Investment Risk Specialist (CFIRS) designation.
* Certified Trust and Financial Advisor (CTFA) certification.
* Certified Regulatory Compliance Manager (CRCM) designation preferred.
* Thorough understanding of relevant regulations, including SEC, FINRA, and state securities laws.
* Strong analytical skills and attention to detail.
* Excellent communication and interpersonal abilities, with the capacity to collaborate effectively with colleagues at all levels.
* Proven track record of implementing effective compliance programs and initiatives.
Benefits:
* Competitive salary commensurate with experience.
* Comprehensive benefits package, including health insurance and retirement savings plan.
* Opportunities for professional development and continuing education.
* Supportive and collaborative work environment with a commitment to work-life balance.
How to Apply:
If you are a dedicated Compliance Manager with a passion for ensuring regulatory compliance in wealth and trust management, we encourage you to apply for the position of Compliance Manager.
All qualified applicants will receive consideration without regard to race, age, color, sex (including pregnancy), religion, national origin, disability, sexual orientation, gender identity, marital status, military status, genetic information, or any other status protected by applicable laws or regulations.
GPAC (Growing People and Companies) is an award-winning search firm specializing in placing quality professionals within multiple industries across the United States since 1990. We are extremely competitive, client-focused and realize that our value is in our ability to deliver the right solutions at the right time.
