Financial Control Analyst : 43004803

Financial Control Analyst : 43004803
Company:

(Confidential)


Financial Control Analyst : 43004803

Details of the offer

Requisition No:132102 Agency: Financial Services Working Title: FINANCIAL CONTROL ANALYST :

Position Number:

Salary: 46, to 91, plus CAD. Salary may commensurate with experience.

Posting Closing Date: 03/18/2020

*****OPEN COMPETITIVE JOB OPPORTUNITY*****

OFFICE OF FINANCIAL REGULATION

DIVISION: SECURITIES

BUREAU: ENFORCEMENT

CITY: TAMPA

COUNTY: HILLSBOROUGH

SPECIAL NOTES:

A bachelors degree or higher from an accredited college or university and three (3) or more years of recent professional experience is required.

Preference
will be given to applicants with:

:
A bachelors degree or higher from an accredited college or university with a major in accounting, finance, business administration, economics, insurance or risk management.
:
Three (3) or more years of recent professional experience in accounting, examining, analyzing, investigating, or auditing financial data within the Broker:Dealer and Investment Advisory industry.
:
Current or previously held principal license with a licensed/registered securities dealer.
:
Experience with Broker:dealer or Investment Advisor compliance/monitoring within the securities industry.
:
Experience providing guidance and leadership to co:workers.
:
Experience testifying at hearings.

A writing sample may be requested.

A valid drivers license is required. Travel required.

The salary range for this position is 46, to 91, plus 644.76 Competitive Area Differential (CAD). Salary may commensurate with experience.

This position requires a security background check, including fingerprint as a condition of employment.

Employees of the Department of Financial Services, which include employees of the Office of Financial Regulation (OFR), are paid on a monthly pay cycle.

Responses to qualifying questions must be clearly supported by the state application and any omission, falsification or misrepresentation in the answering of the qualifying questions will be cause for immediate elimination from the selection process.

All applicants seeking employment with the Office of Financial Regulation (OFR) are subject to mandatory background checks conducted through the Department of Financial Service (DFS), Bureau of Human Resource Management in accordance with the requirements of Chapter 435, F.S. and reviews by OFR. Applicants may be disqualified for employment with OFR based on the information that may be obtained through research and/or OFRs review process.

Minimum Qualifications for this position include the following REQUIRED ENTRY LEVEL KNOWLEDGE, SKILLS AND ABILITIES:

:
Knowledge of financial accounting or auditing principles.
:
Knowledge of securities industry rules and regulations.
:
Knowledge of the methods of compiling, analyzing and presenting data.
:
Knowledge of evidence collecting and interviewing techniques.
:
Knowledge of mathematics.
:
Ability to review, analyze and evaluate data and to present findings in a clear, concise manner.
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Ability to take initiative and dismiss distractions to solve problems in a timely manner.
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Ability to work under pressure and be results oriented.
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Ability to understand and apply complex laws, rules, regulations, contracts, policies and procedures.
:
Ability to conduct research and prepare thoroughly documented examination reports.
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Ability to probe and obtain critical facts from cooperative and uncooperative witnesses.
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Ability to manage assignments and meet deadlines with limited supervision.
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Ability to convey a positive impression in written and oral communication with excellent vocabulary and grammatical skills.
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Ability to establish and maintain effective working relationships with others.
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Ability to recognize the validity, authenticity and propriety of accounting and operating records.
:
Ability to deliver work product with a high degree of accuracy and precision.
:
Ability to d

Requirements

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