Director, Internal Audit

Director, Internal Audit
Company:

(Confidential)


Director, Internal Audit

Details of the offer

Were looking for an Internal Audit Director to build and execute the internal audit function at Figure. This role will own the internal audit program, with a specific focus on Figures mortgage lending operations. Youll have the opportunity to build an internal audit program to evaluate and improve the effectiveness of Figures lending operations, including credit risk, governance, operations, compliance, and quality control. Youll be provided independence, with a direct line of reporting to executive management, to ensure you can effectively assess Figures lending practices. Figure is seeking an energetic, self:motivated Director who can build and scale a program, while also executing the testing and audit responsibilities.

What Youll Do

Build Figures Internal Audit function, specific to mortgage lending and tailored to regulatory and agency expectations
Develop an Audit plan, policies, and procedures to govern the function
Develop a risk assessment methodology to identify the operational areas and processes to be audited and the frequency of those audits.
Conduct risk assessments annually to determine scopes and frequencies of reviews
Build and maintain an audit schedule of at least 12 months
Execute testing and audit responsibilities by reviewing items such as policies and procedures, processes, loan files, and systems, and interviewing key stakeholders in lending operations, risk, and compliance
Effectively review and compile relevant, material findings and recommendations into concise audit reports
Establish an Audit Committee with a regular reporting cadence of Audit findings
Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues
Interpret business priorities, anticipate issues and obstacles, and apply to scope of role
Deliver appropriate, succinct and organized information, tailoring communication style to audience
Establish and maintain relationships with key business partners across departments.
What We Look For

Bachelors degree is preferred
10+ years of experience in auditing, 10+ years of experience in compliance, or 10+ years of experience with regulatory examinations, or a combination
At least 3 years of project management experience or at least 3 years of experience managing audit engagements
At least 3 years of experience in the mortgage industry
Professional certification such as Certified Financial Services Auditor (CFSA), Certified Internal Auditor (CIA), Certified Information System Auditor (CISA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM)
Strong project:management skills, with a proven ability to coordinate across departments and functions
Strong work ethic and hands:on approach, with the ability to build and scale programs and departments
Ability to address challenging issues while remaining objective and independent
Ability to build technical processes and work with Product to provide compliance related requirements
Demonstrated knowledge and application of federal and state lending regulations including but not limited to TILA/Regulation Z, ECOA/Regulation B, RESPA, BSA/AML, GLBA and HMDA.
Ability to handle several projects at once while staying organized, detail oriented and diligent
Strong communication skills : ability to articulate verbally and in writing, plans, processes, policies and issues to stakeholders
Ability to thrive in a fast:paced startup environment

Requirements

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